Series 99 Exam Flashcard Study System: Series 99 Test Practice Questions & Review for the Operations Professional Qualification Examination (Cards)

Book Synopsis: Ace the Series 99 Exam and Get the Results You Deserve

The Series 99 Exam is a challenging test and your results can make a huge difference when it comes to your future. If you do well on the exam, it can open doors and lead to wonderful opportunities. If you do poorly on the exam, you will find yourself with a lot fewer options. You may have to put your plans for the future on hold, or even give up on them altogether. Preparing for your exam with our Series 99 Exam Flashcard Study System can help you avoid this fate and give you a big advantage when you sit down to take the test. Thousands of satisfied customers have relied on Mometrix Flashcards to help them pass their exam, and now you can too.

When you study with these flashcards, you'll get an in-depth review of each section on the Series 99 Exam. The Basic Knowledge Associated with the Securities Industry section covers:

• Purpose of the marketplace
• Characteristics of securities and products
• Basic knowledge of the characteristics of broker-dealers

The Basic Knowledge Associated with Broker-Dealer Operations section covers:

• Basic knowledge of account opening and maintenance
• Basic knowledge of cashiering and account transfers
• Basic knowledge of custody and control of securities
• Basic knowledge of trade reporting and trade corrections
• Basic knowledge of corporate actions
• Basic knowledge of margin and stock loan/securities lending
• Basic knowledge of settlement
• Basic knowledge of account statements and confirmations
• Basic knowledge of books and records

The Professional Conduct and Ethical Considerations section covers:

• Employee conduct
• Relationships and dealings with customers, vendors, and associated persons
• Customer privacy
• Importance of escalating complaints and/or potential red flags
• Broker-dealer supervision and control...and much more!

We believe in delivering lots of value for your money, so the Series 99 Exam Flashcard Study System is packed with the critical information you'll need to master in order to ace the Series 99 Exam. Study after study has shown that spaced repetition is the most effective form of learning, and nothing beats flashcards when it comes to making repetitive learning fun and fast. Series 99 Exam Flashcard Study System uses repetitive methods of study to teach you how to break apart and quickly solve difficult test questions on the test. Our flashcards enable you to study small, digestible bits of information that are easy to learn and give you exposure to the different question types and concepts. With our flashcards, you'll be able to study anywhere, whenever you have a few free minutes of time. Our company has helped thousands of people achieve their education goals. Series 99 Exam Flashcard Study System can help you get the results you deserve.