Series 24 Exam Flashcard Study System: Series 24 Test Practice Questions & Review for the General Securities Principal Exam (Cards)

Book Synopsis: ***Ace the Series 24 Exam and Get the Results You Deserve*** The Series 24 exam is a challenging test and your results can make a huge difference when it comes to your future. If you do well on the exam, it can open doors and lead to wonderful opportunities. If you do poorly on the exam, you will find yourself with a lot fewer options. You may have to put your plans for the future on hold, or even give up on them altogether.

Preparing for your exam with our Series 24 Exam Flashcard Study System can help you avoid this fate and give you a big advantage when you sit down to take the test. Thousands of satisfied customers have relied on Mometrix Flashcards to help them pass their exam, and now you can too. When you study with these flashcards, you'll get an in-depth review of each section on the Series 24 exam.

The Legislation section covers:

• Securities exempt from registration
• Accredited investor defined
• Trading volume formula
• Securities Exchange Act
• Insider defined

The Trade Markets section covers:

• Market division
• NYSE listing rules
• Delisting corporations
• Trade-through rule
• Payment for order flow

The NYSE Trade Rules section covers:

• Rules 103 and 104
• Rules 393 and 440B
• 13-day settlement rule
• Rules 76, 77 and 78

The OTC Market section covers:

• Minimum listing standards
• Registration rules
• Locked and crossed markets
• Allowable mark-up

The Customer and Margin Accounts section covers:

• Coverdell Education Savings Account
• Customer suitability
• Documentation for day-traders
• Non-managed fee accounts
• Margin account requirements

The FINRA Operations and Regulations section covers:

• Purpose of FINRA
• FINRA membership
• License number roles
• U-4 and U-5 forms
• Interpositioning and bona fide quotes

The Federal Regulations section covers:

• Regulation FD
• Prohibited practices
• Selling penny stocks
• Federal Telephone Consumer Protection
• Investment Advisers Act

The Mutual Fund Companies section covers:

• Investment trusts
• Management companies
• Shareholder rights and restrictions
• Mutual fund selling rules

...and much more!

We believe in delivering lots of value for your money, so the Series 24 Exam Flashcard Study System is packed with the critical information you'll need to master in order to ace the Series 24 exam. Study after study has shown that spaced repetition is the most effective form of learning, and nothing beats flashcards when it comes to making repetitive learning fun and fast. Series 24 Exam Flashcard Study System uses repetitive methods of study to teach you how to break apart and quickly solve difficult test questions on the test. Our flashcards enable you to study small, digestible bits of information that are easy to learn and give you exposure to the different question types and concepts. With our flashcards, you'll be able to study anywhere, whenever you have a few free minutes of time.

Our company has helped thousands of people achieve their education goals. Series 24 Exam Flashcard Study System can help you get the results you deserve.